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SEBI inserts norms for ‘agreement with clients’ under Merchant Bankers and stock brokers Regulation

April 1, 2021
The SEBI has notified Securities and Exchange Board of India (Merchant Bankers) (Amendment) Regulations, 2021 and the Securities and Exchange Board of India (Stock Brokers) (Amendment) Regulations, 2021 wherein provisions related to agreement with client has been inserted along with general responsibilities as an underwriter.
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